Perth
WA
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Job Type: Contract
Our client, one of the fastest growing Financial Planning dealerships in Australia, is currently seeking an experienced National Complaince & Dealer ServicesManager for a 6 month contract. Your key responsibilities will be: Dealing with complaints Breaches Management and reporting for Authorised Reps in the Business Plus ensuring that all advisers satisfy their regulatory and legal requirements and will do this by: Management and delivery of the compliance and audit program to advisers Nationally Train, develop and coach advisers Being responsible for the reviews and approval of financial planning and investment advice Identify Risk Management issues and take appropriate action or make recomendation This role is an excellent opportunity to build solid relationships while educating advisers and staff on key compliance issues. The ideal candidate will come from a similar role, ideally be RG146 compliant and have 3 years within...
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Hays Banking
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07 Jan, 2009
1
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Brisbane
QLD
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Job Type: Contract
Want some extra cash for the New Year? Want to start work next week? Hays Banking has an immediately available temporary Banking Administration role based in an internationally known Financial Institute. In this role you will be inputting clients and customers banking summaries, credits, cheques, etc. Due to the importance of this role, you will be very accurate and be able to input data at a high speed (6000 keystrokes) **We will only consider candidates who have previous administration experience within the banking industry. We cannot accept any type of visa.** Please apply below to be considered.
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Hays Banking
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06 Jan, 2009
2
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Melbourne
VIC
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Job Type: Contract
Work for a leading financial services organisation in a challenging project based role. A requirement has arisen for an individual with strong regulatory reporting experience to join a project team within the external reporting team of one of Melbourne's leading employers. The role will involve reviewing and updating the current reporting framework and verifying consistency across all external reporting requirements. Working as part of a project team, you will raise and discuss project proposals to remediate data and processes to improve the timeliness and efficiency of APRA reporting. This project role is expected to be for a period of 6 months although this may be extended. There may also be permanent opportunities that arise within the organisation during this time. If you are an Accountant or Senior Finance Manager with a strong Regulatory Reporting background and are interested in a role where the focus is on analysis and improvement of reporting...
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Hays Accountancy & Finance
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30 Dec, 2008
9
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Melbourne
VIC
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Job Type: Full Time
The Australian Securities & Investments Commission (ASIC) has recently completed a strategic review that will better position the organisation for the challenges of the next three to five years. ASIC will be closer to the market, more accessible and flexible, and able to take emerging trends into account more quickly. ASICs vision for its functions in the financial economy is to exercise its powers to make a real difference in improving confidence in financial market integrity and protecting investors and consumers. ASIC has an exciting opportunity for a Senior Manager to join its Deposit Takers, Credit & Insurance stakeholder team within the financial economy group. The Senior Manager will lead a multi-skilled team working to ensure fairer and more transparent markets and will play an integral role in analyzing and influencing regulatory issues and drives behavioural change. The role is also responsible for providing high level, technical input. This...
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Hays Executive
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07 Nov, 2008
62
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Sydney
NSW
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Job Type: Full Time
The Australian Securities & Investments Commission (ASIC) has recently completed a strategic review that will better position the organisation for the challenges of the next three to five years. ASIC will be closer to the market, more accessible and flexible, and able to take emerging trends into account more quickly. ASICs vision for its functions in the financial economy is to exercise its powers to make a real difference in improving confidence in financial market integrity and protecting investors and consumers. ASIC has exciting opportunities for Senior Managers to join its Consumer and Retail Investor stakeholder team within the financial economy group. The Senior Managers will lead multi-skilled teams working to ensure fairer and more transparent markets and will play an integral role in analyzing and influencing regulatory issues and drives behavioural change. The roles are also responsible for providing high level, technical input. This stakeholder...
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Hays Executive
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07 Nov, 2008
62
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Melbourne
VIC
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Job Type: Full Time
The Australian Securities & Investments Commission (ASIC) has recently completed a strategic review that will better position the organisation for the challenges of the next three to five years. ASIC will be closer to the market, more accessible and flexible, and able to take emerging trends into account more quickly. ASICs vision for its functions in the financial economy is to exercise its powers to make a real difference in improving confidence in financial market integrity and protecting investors and consumers. ASIC has exciting opportunities for Senior Managers to join its Consumer and Retail Investor stakeholder team within the financial economy group. The Senior Managers will lead multi-skilled teams working to ensure fairer and more transparent markets and will play an integral role in analyzing and influencing regulatory issues and drives behavioural change. The roles are also responsible for providing high level, technical input. This stakeholder...
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Hays Executive
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30 Oct, 2008
70
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Sydney
NSW
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Job Type: Full Time
The Australian Securities & Investments Commission (ASIC) has recently completed a strategic review that will better position the organisation for the challenges of the next three to five years. ASIC will be closer to the market, more accessible and flexible, and able to take emerging trends into account more quickly. ASICs vision for its functions in the financial economy is to exercise its powers to make a real difference in improving confidence in financial market integrity and protecting investors and consumers. ASIC has an exciting opportunity for a Senior Manager to join its Deposit Takers, Credit & Insurance stakeholder team within the financial economy group. The Senior Manager will lead a multi-skilled team working to ensure fairer and more transparent markets and will play an integral role in analyzing and influencing regulatory issues and drives behavioural change. The role is also responsible for providing high level, technical input. This...
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Hays Executive
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30 Oct, 2008
70
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Sydney
NSW
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Job Type: Full Time
This high-profile fund manager, located in the CBD, provides a full wealth solutions service and structures portfolios for its retail and institutional clients. As the successful applicant, you will be responsible for ensuring that adequate risk management compliance statements and controls are in place for products so as to meet business objectives and all legislative requirements. Typical responsibilities include; Develop compliance policies and procedures for ensuring that all legislative and regulatory responsibilities are met Establish, monitor and maintain compliance plans and liaise with regulatory bodies accordingly Amend compliance plans, policies and procedures as well as trust documents to accommodate changes to legislation, regulation or policy Signoff on all public offer documents and marketing material and act as secretary for the Due Diligence Committee You will be academically qualified through law, accounting or similar and possess significant...
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Hays Banking
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02 Oct, 2008
98
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